16 cyber intrusions resulted in compromise of c.28,000 customers' personal information

Synopsis

Osaic Wealth Inc. and Securities America Inc., two broker-dealers under the Osaic network, have been fined $150,000 each by the Financial Industry Regulatory Authority (FINRA) for cybersecurity failures that exposed the personal information of thousan...

Companies

  • Osaic Wealth Inc.
  • Royal Alliance Associates Inc.

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